BUSINESS AND OPERATIONS:  STATUS AND USE                                        [LAW]

OF STATE FUNDS

 

 

1.         Use of State Funds

 

Funds received by the school on or after September 1, 2001, are public funds for all purposes under state law and may be used only for the following purposes:

 

A.        Payment of the School Director’s and teacher salaries and interest on money borrowed on short time to pay those salaries that become due before school funds for the current year become available.  Loans for the purpose of payment of teacher salaries may not be paid out of funds other than those for the current year;

 

B.         For the purchase of appliances and supplies, paying insurance premiums, paying janitors and other employees, buying school sites, buying, building, repairing, and renting school buildings, including acquiring school buildings and sites by leasing through annual payments with an ultimate option to purchase, and for other purposes necessary in the conduct of the public schools determined by the board;

 

Any use or application of such funds other than those described above constitutes misuse and misapplication of public funds and is subject to the civil and criminal laws governing misuse or misapplication of Texas public funds.

 

Tex. Educ. Code §§ 12.107(a)(1), (3), 45.105(b)-(c); 19 Tex. Admin. Code § 100.1043(a)(1).

 

2.         Funds Held in Trust

 

State funds received by a charter holder are to be held by the charter holder in trust for the benefit of the students of the charter school.  In their use of public funds, the governing body of a charter holder, and the governing body and officers of a charter school, shall be held to the standard of care and fiduciary duties that a trustee owes a beneficiary under Texas law; that is, trustees shall exercise the judgment and care under the circumstances then prevailing that persons of ordinary prudence, discretion, and intelligence exercise in the management of their own affairs.

 

Tex. Educ. Code § 12.107(a)(2); Tex. Prop. Code § 113.056(a); 19 Tex. Admin. Code § 100.1043(a)(2).

 

3.         Depository Contract.

 

A.        Pending their use, state funds received by a charter holder must be deposited into a bank with which the charter holder has entered into a depository contract.  No later than November 1 of each year, the charter holder shall file a copy of the depository contract with the Texas Education Agency Division responsible for school financial audits.

 

B.         State funds received by a charter holder must be deposited into an account owned and controlled by the charter holder pending their use.  Once properly deposited, the charter holder may immediately use the funds for any purpose described in this policy, subject to the standard of care and fiduciary duties described herein.

 

C.        The depository selected under the terms of this policy shall be a bank located in the State of Texas.  The depository may be a state bank authorized and regulated under Texas law, a national bank, a savings and loan association, or a savings bank organized under Texas law, the laws of another state, or federal law.  The bank must have its main office or a branch office located in the State of Texas, the deposits of which are insured by the Federal Deposit Insurance Corporation (FDIC).  However, deposits exceeding FDIC-insured amounts need not be collateralized for the institution to constitute a “bank” for purposes of this policy.

 

Tex. Educ. Code §§ 12.107(a)(4), (b), 45.201(2), 45.203; 19 Tex. Admin. Code § 100.1043(b)(2).

 

4.         Exception for Certain Contracts

 

Notwithstanding the above requirements, if required by a contract executed prior to September 1, 2001, state funds may be deposited into an account managed by a bond trustee acting on behalf of a charter holder for the sole purpose of complying with debt service obligations of the charter holder on a bond issued under Chapter 53 of the Texas Education Code.

 

19 Tex. Admin. Code § 100.1043(b)(3).

 

5.         Commissioner's Audits

 

A.        The Commissioner of Education may audit the records of a charter holder or charter school on matters directly related to the management or operation of a charter school, including financial and administrative records.

 

B.         No more than one onsite audit may be completed during any fiscal year.

 

C.        Additional audits may be conducted for "specific cause."

 

D.        Such limitations do not apply to the charter holder or management company.

 

            Tex. Educ. Code § 12.1163.