ORGANIZATION:  CHARTER AMENDMENTS                                                [LAW]

 

 

1.         Approval by Commissioner of Education

 

Revision of the charter of an open-enrollment charter school may be made only with the written approval of the commissioner. Charter amendments may relate to any of the following:

 

A.        A change of grade levels served;

 

B.         Maximum enrollment limits;

 

C.        Additional campus locations;

 

D.        Geographic boundary changes;

 

E.         Management company contracts;

 

F.         Relocation of a campus; or

 

G.        Other matters relating to the charter.

 

Tex. Educ. Code § 12.114; 19 Tex. Admin. Code § 100.1033(a).

 

2.         Non-Substantive Amendments

 

The commissioner may designate, from time to time, a list of non-substantive amendments for which the charter holder may generally gain approval by filing a notice of non-substantive amendment.

 

A.        Filing

 

Before implementing a non-substantive amendment, the charter holder shall file with the Texas Education Agency (TEA) Division responsible for charter schools, a notice, clearly labeled “notice of non-substantive amendment,” setting forth the text and page reference, or a photocopy, of the current open-enrollment charter language to be changed, and the text proposed as the new open-enrollment charter language.  A notice of non-substantive amendment must be filed separately from any other type of amendment request.

 

19 Tex. Admin. Code § 100.1033(b)(1).

 

B.         Commissioner’s Response to Non-Substantive Amendment

 

(1)        Within 10 business days of receiving notice of a non-substantive amendment, the commissioner may determine that the amendment will be processed under the rules governing substantive amendments.

 

(2)        Absent action by the commissioner to change the “notice of non-substantive amendment” to a substantive amendment, the notice of non-substantive amendment shall be effective after the expiration of 10 business days following receipt of the notice by the TEA Division responsible for charter schools.

 

19 Tex. Admin. Code § 100.1033(b)(2)-(3).

 

3.         Substantive Amendments

 

A.        In General

 

A substantive amendment is any change to the terms of an open-enrollment charter that is not a non-substantive amendment.  A substantive amendment must be approved by the commissioner.

 

19 Tex. Admin. Code § 100.1033(c).

 

(1)        Filing

 

Before implementing a substantive amendment, the charter holder shall file, with the TEA Division responsible for charter schools, a request, clearly labeled “charter amendment request,” setting forth the text and page reference, or a photocopy, of the current open-enrollment charter language to be changed, and the text proposed as the new open-enrollment charter language.  The request must be made in or attached to a written resolution adopted by the board of the charter holder and signed by members voting in favor of it.

 

19 Tex. Admin. Code § 100.1033(c)(1).

 

(2)        Information Considered by the Commissioner

 

As directed by the commissioner, a charter holder requesting a substantive amendment shall submit current information required by relevant portions of the last application form approved the State Board of Education, as well as any other information requested by the commissioner.  In considering the amendment request, the commissioner may consider any relevant information concerning the charter holder, including its student and other performance, compliance, Public Education Information Management System (PEIMS) data, and other information. 

 

19 Tex. Admin. Code § 100.1033(c)(2).

 

(3)        Approval Standard

 

The commissioner may approve a substantive amendment only if the charter holder meets all applicable requirements, and only if the commissioner determines that the amendment is in the best interest of the students enrolled in the charter school.

 

19 Tex. Admin. Code § 100.1033(c)(3).

 

(4)        Conditional Approval

 

The commissioner may grant the amendment without condition, or may require compliance with such conditions and/or requirements as may be in the best interest of the students enrolled in the charter school.  An amendment receiving conditional approval shall not be effective until a written resolution, adopted by the board of the charter holder and signed by the members voting in favor, is filed with the TEA Division responsible for charter schools accepting all conditions and/or requirements.

 

19 Tex. Admin. Code § 100.1033(c)(4).

 

B.         Expansion Amendment

 

An expansion amendment is a substantive amendment that will permit the charter school to extend the grade levels it serves, add the site of an instructional facility, change its geographic boundaries, or increase its maximum allowable enrollment.  The commissioner may approve an expansion amendment only if:

 

(1)        The expansion will be effective no earlier than the start of the third full school year at the affected charter school;

 

(2)        The amendment is approved no later than the 1st day of June preceding the school year in which the expansion will be effective;

 

(3)        The amendment will not result in a student enrollment of fewer than 50 students, unless the nature of the charter warrants a minimum enrollment lower than 50 students or the charter is making acceptable progress toward a minimum enrollment of 50 students;

 

(4)        The charter holder has provided evidence that each school district affected by the expansion has received a notice of the expansion amendment and has been given an opportunity to submit a statement regarding the impact of the amendment on the district;

 

(5)        The commissioner determines that the amendment is in the best interest of the students of Texas; and

 

(6)        The charter holder meets all other requirements applicable to expansion amendment requests and substantive amendments generally. 

 

The commissioner shall specify the earliest effective date for implementation of the expansion.  In addition, the commissioner may require compliance with such conditions and/or requirements as may be in the best interest of the students of Texas.

 

19 Tex. Admin. Code § 100.1033(c)(5)(A)-(B).

 

C.        Delegation Amendment

 

A delegation amendment is a substantive amendment that permits a charter holder to delegate the powers or duties of the board of the charter holder to any other person or entity.  The commissioner may approve a delegation amendment only if:

 

(1)        The charter holder meets all requirements applicable to delegation amendments and substantive amendments generally;

 

(2)        The amendment complies with all requirements of governance of charter schools contained within the commissioner’s rules governing open-enrollment charter schools and this policy; and

 

(3)        The commissioner determines that the amendment is in the best interest of the students enrolled in the charter school.

 

The commissioner may grant the amendment without condition or may require compliance with such conditions and/or requirements as may be in the best interest of the students enrolled in the charter school.

 

19 Tex. Admin. Code § 100.1033(c)(6)(A)-(B).

 

(1)        Restrictions on Delegating the Charter Holder Board’s Duties

 

Absent a specific written waiver, setting forth good cause why a specific function listed below cannot reasonably be carried out by the charter holder board, the commissioner may not grant an amendment delegating such functions to any person or entity through a contract for management services or otherwise.  An amendment that is not authorized by such a specific written waiver is not effective for any purpose. 

 

Absent a specific waiver from the commissioner, the board of the charter holder shall not delegate:

 

(a)        Final authority to hear or decide employee grievances, citizen complaints, or parental concerns;

 

(b)        Final authority to adopt or amend the budget of the charter holder or the charter school, or to authorize the expenditure or obligation of state funds or the use of public property;

 

(c)        Final authority to direct the disposition or safekeeping of public records, except that the governing body may delegate this function to any person, subject to the governing body’s superior right of immediately access to, control over, and possession of such records;

 

(d)        Final authority to adopt policies governing charter school operations;

 

(e)        Final authority to approve audit reports under Tex. Educ. Code § 44.008(d); or

 

(f)         Initial or final authority to select, employ, direct, evaluate, renew, non-renew, terminate, or set compensation for a chief executive officer.

 

19 Tex. Admin. Code § 100.1033(c)(6)(C); [See also Governance: School Delegation Policies].

 

(2)        Restrictions on Delegating a Charter Holder Chief Executive Officer’s Duties

 

Absent a specific written waiver, setting forth good cause why a specific function listed below cannot reasonably be carried out by the chief executive officer of the charter holder, the commissioner may not grant an amendment permitting the chief executive officer to delegate such function through a contract for management services or otherwise.  An amendment that is not authorized by such a specific written waiver is not effective for any purpose.

.

Absent such a waiver from the commissioner, the chief executive officer of the charter holder shall not delegate final authority:

 

(a)        To organize the charter school’s central administration;

 

(b)        To approve reports or data submissions required by law; or

 

(c)        To select charter school employees or officers. 

 

19 Tex. Admin. Code § 100.1033(c)(6)(D).

 

4.         Required Forms and Formats

 

The TEA Division responsible for charter schools may develop and promulgate, from time to time, forms or formats for requesting charter amendments as outlined in this policy.  If a form or format is promulgated for a particular type of amendment, it must be used to request an amendment of that type.  

 

19 Tex. Admin. Code § 100.1033(d).